Originally published: 1974
477 pages | Chapter
4
THE ROOTS OF AMERICAN
ORDER
Russell Kirk |
Of all the necessities of social
construction, order comes first. It is the foundation upon which all
organization is built. We strive for justice, we attempt to balance
opportunity and obligations, and we expect to enjoy our rights.
But without order we cannot do any of these things. Humankind has
been seeking order since prehistoric hunters and gatherers discovered that
cooperation (or in modern economic parlance, the division of labor)
increased success.
Russell Kirk,
a magnificent historian of ideas, describes the development of the concept
and practice of order. This effort is not just a recounting of history
useful though that would be. Kirk provides something more: his explanation
of not just what works, but why.
The “why”
most interested and defined Kirk. His explication of how the roots of
civilized freedom came to exist rests on a simple notion, that of a
transcendent moral order. The positive consequences of a moral social
context appear almost limitless; the negative consequences of a society
where ethical behavior is not suffused throughout are barbarism, anarchy,
and ultimately totalitarianism. The differences are as stark and as simple
as that. However, it must be understood that achieving a “good” society
is not even remotely as easy to do as it is to
describe.
Kirk, like
the figures whom he discusses in his book, delved into the machinations of
human society and came to comprehend square one: the imperfectability of
man. With that as his starting point, Kirk investigates how we can
nevertheless make society operate at its highest potential. He argues that
although man is not perfectible, and although we cannot successfully
legislate morality, we can understand it, teach
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it, and practice it. When we
do, we generally achieve our societal goals. If society falls to the point
of quagmire where it seems necessary to mandate morality by means of laws we
are essentially fated to failure.
It becomes
clear that order is something more than just rules or laws. Order consists
of individuals voluntarily fulfilling their various societal duties and
enjoying the concomitant rights that ensue. Today we hear incessant talk of
rights, but Kirk proposes that the first business of a social order is the
willing and voluntary performance of
duties, almost as if we are bestowing gifts
(not on one another, but on society as a whole). From duty fulfilled
we become settled enough to begin to enjoy rights. Along with the paired
reality of rights and duties Kirk notes that order comes before freedom by
necessity and before justice by design. Without order there is no freedom,
for unfettered freedom is nothing but anarchy; without order there is no
justice, for there are no agreed-upon and common rules by which to judge.
Around 500 BC
the Greeks recognized the idea of rights and duties as an interdependent
whole. Gaining this understanding was a long journey; it did not occur
seamlessly or as a product of benign logic. As Kirk notes, however, with
the advent of the Greeks’ awareness of mutuality a sense of public
morality arose that was distinct from religiously based morality.
Rights are
what we imagine, then create. Although in due time we may see them as
self-evident, the Greeks understood the invariability of duties in payment
for rights. As these two concepts developed in social and personal thinking an ethical if-then
equation was created: if we do not meet our obligations then we jeopardize
our rights—eventually to the point of rendering them meaningless, or
absurd.
The austere
concept of duty unadorned has been literally and universally captured in a
familiar and quite un-legalistic form: the Golden Rule. Kirk offers that
this rule is so utterly logical that it became the foundation of human
interaction and interconnectedness in almost every society predating
Christianity. The Hebrews had it long before Christ; the Chinese, Hindus,
Buddhists, Islamists, Greeks, and Romans all embodied some form of it in
their respective societies. The Golden Rule cannot be codified for mankind
has too many facets, follows too many pathways, has too many views; this
precept can only be lived. Kirk made the latter point as he traced the rule
from its discovery and followed its application across the centuries. He
explains that societies are living entities, continually judging, adjusting,
and compromising to make our constantly evolving civil world work. Only
some basic
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premises can be written; only the most common aspects of human
relationships can be controlled by the state while the rest of life has to
proceed by informal but readily apparent agreement.
In Roots
Kirk analyzes the development of several other religious and secular
principles that have been the foundation of social order. He examines the
thinkers involved and their theories in seeking to understand which
hypotheses worked when, and why, and which didn’t. He pays particular
attention to the rise and fall of Greek and Roman societies. The Greeks
understood and practiced many forms of government—from direct democracy to
despotic oligarchy—and they understood that any form can work so long as
both the rulers and the ruled are moral. From the time of the Greeks this
simple comprehension led humankind on a journey more toward morality than to
perfect governance (of imperfect people). How our species probed, tested,
and understood that simple truth the last three millennia is the story
presented in The Roots of American
Order.
After
considering the various Greek designs Kirk proceeds to examine Roman law and
society:
Certainly the Roman understanding of the rule of law still lives
in the modern world, restraining destructive impulses. This Roman
concept of law and obligation . . . is permanently embedded in the
American Constitution.
As he follows the success of Rome
and the fall of Greece Kirk comments that the integrity of the Romans gave
rise to their public impulses: “[T]hey were virtually incorruptible. The
Romans may have been inferior to the Greeks in imagination and artistry, but
they were a race of strong practical endowments, tireless administrators and
organizers.” Yet most of all, they were men of law who understood its
value not just its utility. They understood the rule of law is based
on laws being announced in advance. It is the certitude of the law and
the fact that men cannot change it by whim or in secret that allows people
to function as a society. Legal stability prevents a nation's rules
from being simply a matter of who won the most recent election. That comprehension allowed Rome
to last a thousand years and to pass its lessons down to the Middle Ages
frayed but understood.
The Roman
strategy for order rested on a separation of political functions and a
system of checks and balances between the aristocratic Senate and the
people’s representatives, called tribunes. Kirk
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notes that Roman
government did not derive from abstractions but developed out of
circumstances and the times. During the drafting of the U.S. Constitution
the esteem of the Roman example was so high “that the framers . . . would
emulate the Roman model as best they could.” Of course, the question
immediately arises: if
Rome
was so good, and great, what caused its downfall? The answer, simply put, was that
Rome
became full of itself; it forgot its worthy separation of powers and checks
and balances, and it suffered ultimately from the universal solvent—the
human condition.
Kirk observes
that Roman society declined into fatuity and luxury when envy displaced
integrity as its defining feature. The
downfall of
Rome
began when Julius Caesar was elected and then ruled as a dictator, with the
initial approval of all involved. But
autocracy was not Caesar’s goal—that was cheap—he wanted to be revered
as a god; an assassination soon followed.
Eventually,
as the centuries ensued and as the emperors became overbearing, to combat
public envy a false equality of all citizens (achieved through vain or
stealthy political intrigue or sheer power) became the rule.
This “equality” of citizens later (in eighteenth-century France
) was transformed into the “general will,” where citizen need and desire
were supposedly expressed through legislative fiat.
That all or even most citizens agreed with such pronouncements was
often questionable, and the antidote to the imposition of legislative
mandates, reflective of the alleged general will, was to limit what the
legislature could do in the first instance.
This was achieved by various means and ultimately found its written
expression in the restraints that are core to the American Constitution
These issues are discussed at length in Bertrand de Jouvenel’s On
Power (Chapter 15) and in several other synopses as well.
The agglomeration of power fostered by centralized
government—which, again, is supposedly an expression of the general will
of the citizenry—is the primary mechanism by which citizen control of
government is defeated. That
this is still the case in the twenty-first century is readily apparent.
Rome
collapsed as a result of the hubris of government by fiat. As Kirk explains,
what the Romans came to forget was that the aim of power was not
self-aggrandizement but public virtue; the prudence of respect and the
reciprocity of obligation. Following
Rome
’s demise, over the course of the Middle Ages this lesson had to be
relearned again and again. The return of its salutary effects were seen most
notably in the construction of the American experiment and as the
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missing ingredient in the French Revolution of 1789.
(On this point see Friedrich von Hayek’s discussion of the French
Revolution (1789) in The Constitution of Liberty [Chapter 14].)
The path from
Rome
to the eighteenth century is the story of a fight for control of society
between church and state and between both of these and the citizenry. These
battles began with the Protestant Reformation, a reaction that flowered in
the sixteenth century. The Reformation was a contest between God’s law and
man’s, between priestly and secular rulers. It had become obvious that the
church leaders of that era were more interested in temporal success than
salvation. The disconnection between what the church propounded and what it
practiced eventually toppled it from pretensions to authority.
But, in
Kirk’s phrase, there was still “a reserve of genius in Christianity,”
something that ensured its self-preservation by making it a counterpart to
temporal society. This aptitude came to the fore in the person of John
Calvin, a Swiss lawyer and theologian. Kirk contends that Calvin—probably
more than any other person during the thousand years between the decline of
Rome
and the founding of
America
—created a climate where church and state could complement rather than
compete with one another. His intellectual feat was the joining of religious
obligation of fealty to church and clergy and Scripture with equally
valuable social and civic obligations—pay your taxes, obey the civil
rulers, adhere to legal precepts, etc.—and he thereby helped make a
functioning society possible.
The
application of the idea of responsibility to civic duty, which grew out of
religious obligations, caused people to understand how order was to be
achieved in both secular and
religious affairs. Calvin’s influence was so fundamental and practical
that he can be credited with having helped to make order pre-eminent in the
theory and the practice of Western civic construction. His reality was the
antithesis of the religious corruption of the Middle Ages when dispensations
for any sin could be purchased from the clergy. The incongruous and sinister
religion that Christianity had become was intolerable to those who witnessed
the disjunction between the words in the Bible and the conduct of priests in
the public square.
Once religious corruption was made a public issue during the Protestant
Reformation and the clergy were “forced” to resume pious ways, freedom
of thought (that is, the clergy and the church were no longer controlling
minds through religious terrorism) allowed the flowering of the Renaissance.
The Reformation’s intellectual revolt
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against thieving religious
administrators (in both their temporal and spiritual aspects) became open
conflict between the reformers and the clerisy. As Kirk explains the history
of this era he observes that people no longer cowed by religious bullying
could perceive a profound insight:
Truth was knowable; order was
real. Truth was obscured by man’s follies and passions, and order was
broken by man’s appetites and desire for power. Yet right reason might
disclose truth to men’s eyes again, and order might be regained by
courageous acts of will.
Kirk arguably
provides too much detail in this treatise on the development of the concept
of right reason from the Middle Ages through the seventeenth century. His
motivation, though, was itself rational. He sought to establish an
unassailable position from which to denounce the abuse of reason by the philosophes (the
Paris
“intellectuals” of the eighteenth century) during the peak of the
Enlightenment. The utopian rationalism of this era was extreme; it relied
upon mere abstractions—often intricately convoluted—to the detriment of
an appreciation of real-world constraints. The philosophes
focused almost exclusively on what might be, not on what was, and Kirk paints
in vivid colors their myriad failed and chimerical efforts.
Kirk observes
that intellectual abstractions always offer a perfect design. The problem is
that man is not perfectible, only malleable. The difference between what we
should do and what we actually do is measured by the yardstick of
self-interest. Thus, humanity’s goal over the centuries became not just to
control self-interest but to direct it in a positive manner. In seeking this
end, philosophers and theorists often went further intellectually than
humanity’s overall character could achieve. Additionally, of course, there
were the beneficial effects of self-interest to be considered; for virtually
all material progress (and much spiritual progress) has been achieved by
humanity because of self-interest,
not in spite of it.
Adam Smith,
in Wealth of Nations (Chapter 12),
defines this latter concept as “enlightened self-interest.” The gist of
his argument is that a person will do well for himself if he does well by
others. The daily operation of enlightened self-interest in the totality of
social interactions is so utterly complex that no one, not even Solomon,
could write the rules for all people in all their circumstances.
Accordingly,
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individual conduct must be largely self-regulated. And, in
order for each of us to accept everyone’s self-governance we must act
wisely, with an enlightened self-interest that allows for the same
self-interest to be practiced by those around us. This is the definition of a moral society. As Kirk demonstrates with his 2,500-year
overview of human striving it is the only kind of society that can work.
Kirk’s
investigation of the philosophy of the Enlightenment and the Age of Reason
(c. 1750–1800), when utopian ideals began to be formulated, is a prominent
theme in this book. As pure reason began to be applied to human
circumstances people began to imagine what could be, as opposed to what was.
Utopian thinking seemed inevitable. Reason, however, cannot ultimately
overcome the human condition and thus the Age of Reason could never fulfill
its promise.
The boldest
abuse of “reason” occurred with the French Revolution of 1789. As Alexis
de Tocqueville observed, what happened at the time of the Revolution was
that the idealists ran down the stairs toward equality for all but jumped
out the window halfway there to get to the ground more quickly, with
predictable consequences. It is important not to confuse the utopian Age of
Reason with reason itself and with rationality and logic. These latter tools
help us negotiate the steps from anarchy to sane civil government while
navigating the human condition, and they comprise the crucial engagements
with reality that the French philosophes
tried to skip in their rush to unattainable human perfection.
The
philosophies of John Locke and David Hume (late seventeenth and
mid-eighteenth centuries respectively) also drew Kirk’s scrutiny. Although
he shared Hume’s critical view of Locke’s rationalism, a calm reading of
Locke’s Second Treatise on Civil Government
(Chapter 1) allows a sense of
just proportion to surface. Locke did not reason out the only blueprint by
which humans could govern themselves. But he did study the human condition
and discovered general principles with which to guide human action by means
of a social framework. His goal was not to define a results-oriented system,
but rather to describe a method of governance that would accommodate all the
facts of human existence.
Locke was
primarily rational—not formulaic or simply idealistic. Readers need to
recall his time and place, his fight against monarchy, and his clear
understanding of what wasn’t working in order to fully appreciate Kirk’s
approach to Locke’s achievements. A tolerance of Locke’s intellectual
meandering, a tolerance that Kirk regrettably didn’t
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fully share, will
perforce arise. It may be educational to pick apart historical thinkers in
light of today’s knowledge and understanding of history, but it may be
more edifying to watch their genius advancing among the realities and the
interrelationships with which they had to contend when they first
deliberated.
The various social compacts or contracts of Jean Jacques Rousseau,
Thomas
Hobbes, and Locke and others—all of which Kirk clearly analyzes—have
never existed except as ephemeral visions, unattainable in practice but
still useful as guides to evolutionary political interaction. In contrast,
it becomes clear via Kirk’s investigations and comparisons that the
real-world social compact embodied in the conciseness of the Golden Rule and
the enlightened self-interest of Adam Smith is the contract that we must
sign with one another for any social system to function. Some theorists may
attempt to convolute these simple observations with typical intellectual
hubris but when they are put to the realities of life it is somewhat obvious
how well they work.
The utopian
goals of the Age of Reason, despite the anomaly of its name, were
rationalized visions untempered with factual considerations. Such visions
eventuated in the massive destruction embodied in the socialism and
communism of the nineteenth and twentieth centuries. These and other
totalitarian constructs suffered foreordained failure because they made
allowances for neither economic incentives nor intractable vices that have
ever motivated human behavior. The rationalists,
whom Kirk rightly criticized, denied progress as a goal and focused only on
a supposed equality of result. While immediately attainable in theory a
utopian equality of result can no more be brought into existence than can
Merlin, the medieval sorcerer, bring the sun to a stop in its track.
In Roots,
Kirk stresses historical personalities and their understanding of their own
times. He singles out specific individuals for the good or ill that they
accomplished. Kirk’s studies enabled him to weave the story of government
and morality with factual reference points; he considers the ethical
behavior that is at the base of any formulation of governance and he finds the
seeds that ultimately blossomed into a coherent political theory and
platform.
As Kirk
reveals humanity’s history of government he hits a core note:
[T]he lust for power is rooted in
the corrupt nature of mankind. If
that lust is not restrained by morality, then it will be kept in bounds
only by force and a master.
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His generally
dim view of human nature, or the human condition, should not mark Kirk as a
simplistic thinker. He saw the failings of our species as less than
inevitable yet more than mischance. This was why he studied order as the
basic condition of social existence. He contends that a justly ordered
society can be established only through a truly universal ethical insight,
almost inevitably grounded in a strong religious experience. Significantly
enough, although the migrants who ventured to
America
did so for myriad reasons, all had firm religious underpinnings and this
foundation allowed an ordered society to develop. As Alexis de Tocqueville
concisely observes of
America’s first immigrants:
They all differ in respect to
the worship which is due to the Creator; but they all agree in respect to
the duties which are due from man to man . . . . While the law permits the
Americans to do what they please, religion prevents them from conceiving,
and forbids them to commit, what is rash or unjust.
This volume presents a study of the
development of the understanding of order: common, rational, religious, and
ultimately unbending. Kirk describes a continuum that is a bright spot in
the human story. His rendition of this tale recounts important events that
transpired and elucidates why. As Kirk succinctly comments, apropos of
history, we need to “judge this path by its successes rather than its
failures.” The combination of liberty and law is not easily achieved. To
ensure the best chance for both conditions, the founders of the American
experience leaned toward the side of order bolstered by guided self-control
of the human condition. Today, as Kirk observes, there may be too much
importance attached to laws and too little to mores. The modern,
historically unknown demand for proliferating “rights” could be better
served by greater understanding and adherence to one’s own duties and the
rights of others.
If one takes only a single concrete idea away
from this work it should be that although order is the foundation of a
successful social construct, order cannot be defined by words—much less
laws. Order is truly founded in the reciprocal understanding of how we all
fit together; it operates on a willingness to extend trust to others, that
they will do unto us as they would have us do unto them.
Kirk intones
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that such order, as signified by the preposition
“unto,” implies that we serve one another willingly, out of mutual
gratitude, not solely because of duty.
A society as economically, socially, and
psychologically complex as ours, with its myriad and ephemeral
relationships, cannot be described adequately in any single manner. Nor can
it be reduced to statute. Indeed, as is obvious, the more government tries
to proscribe the bounds and limits of our conduct the less free society
becomes. If we cannot achieve a free society on our own perhaps it cannot be
done, for all modes of public constraint eventually accede to virtually
totalitarian demands for comprehensive politically correct administrative
refereeing and judicial finality. Ultimately, this results in an intolerable
smothering of both the good will and the necessary voluntary cooperation that
allow a society to work. There is an inverse relation between the written
rules, statutes, and injunctions that exist and the free society toward
which we strive.
About the Author
Russell Kirk was born in 1918 in rural Michigan, an area he called home throughout his life. He was a consummate thinker,
acknowledged as such by the media of his day and of ours. Recognition of his
talents and lessons came early and continued throughout his life. He
received his education at
Michigan
Agricultural
College
(reconstituted later as
Michigan
State University) and
Duke
University
. He wrote about so many subjects in so many disciplines that to list them
all would risk losing the forest for the trees. He wrote fiction as well as
insight and commentary and he received awards in both fields. The Conservative Mind (Chapter 37), his best-known work, changed
thinking about political reasoning in the mid-twentieth century. It still
ranks as one of the key books of the conservative canon. Vindication for his
life’s work, in the elections of Margaret Thatcher and Ronald Reagan, made
Kirk’s early years of political philosophical struggle seem prescient.
Kirk was a
professor at Michigan State University
until the decline of educational standards led him to return to his home in
the northern part of the state,
the place where he was most comfortable and productive. Kirk died in 1994
but not before completing his autobiography, The
Sword of Imagination, a book through which interested readers can begin
to appreciate the breadth of his knowledge and understanding.
Available through:
ISI Books
Intercollegiate Studies Institute
P.O.
Box
4431
Wilmington
,
DE
19807-0431
www.isi.org
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